Investment advisors (IAs) and research analysts (RAs) can charge their fees in advance for one year…
Tag: investment advisor
Want assured returns? Do not rely on your investment advisor, Sebi in its latest diktat | Mint
Capital markets regulator Securities and Exchange Board of India (Sebi) has released a set of most…
How this biker is riding on the road to financial freedom
Growing up in a middle-class family in Bengaluru, Swaminathan was always acutely aware of the importance…
How a divorce led this influencer to go all in on mutual funds
Wadhwa started her journey when Facebook was thriving and Instagram was a photo-sharing platform. During this…
Can a professor, lawyer or doctor give investment advice? Sebi has a plan
M. Pattabiraman, a physics professor at IIT Madras, teaches complex theories to eager students. Beyond the…
To increase the number of research analysts, Sebi plans to lower the bar
Sebi first released rules for RAs in 2014. The idea was to create a framework through…
Sebi designates BSE as supervisory body for investment advisers. Details here | Stock Market News
The capital markets regulator Securities Exchange Board of India (Sebi) has granted recognition for administration and…
Why a chemical engineer’s simple money mantra attracts thousands of followers
The 53-year-old, a chemical engineer at a Gujarat-based fertiliser company, aims to maintain 50% allocation each…
Why investment adviser rules need a relook
Market regulator Sebi had created a new category of Investment Advisers (IA) vide its IA Regulations,…